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09-16-1998 (City Council) Agenda Packet WYLIE CITY COUNCIL r/VISI Special Called Meeting Wednesday, September 16, 1998 7:00 p.m. Wylie Municipal Complex-Council Chambers 2000 State Highway 78 North Wylie,Texas 75098 Item No. Agenda Item Action Taken Call to Order Invocation Pledge of Allegiance Proclamation Declaring the Week of September 17-23 as Constitution Week in Wylie,Texas. Consent Agenda All matters listed under the Consent Agenda are considered to be routine by the City Council and will be enacted by one motion. There will not be separate discussion of these items. If discussion is desired,that item will be removed form the consent agenda and will be considered separately. A. Approval of the Minutes from the Special Called Meetings of August 4 and August 27 and the Regular Meetings of August 11 and August 25, 1998. B. Consider and Act Upon a Final Plat for the Heatherwood Estates Addition,Proposed by Charles and Tracy Lester, Generally Located at the Northwest Corner of Heatherwood Drive and Lanwood Drive,and Being All a Certain 7.345 Acre Tract Out of the Francisco De La Pina Survey,Abstract No. 688, City of Wylie, Collin County, Texas. C. Consider and Act Upon a Final Plat for the Park Road Elementary School Addition, Proposed by Glenn Engineering Corporation for the Wylie Independent School District, Generally Located at the Northeast Corner of FM 1378 and McMillen Road and Being All of a Certain 10.799 Acre Tract and All of a Certain .574 Acre Tract Out of the Charles Atterbury Survey,Abstract No. 22,City of Wylie,Collin County,Texas. Items for Individual Consideration 1. Consider and Act Upon the Award of Contract for the City of Wylie Bank Depository. Executive Summary City staff issued a Request For Proposal(RFP)for a Bank Depository Contract and hand delivered the RFP to Provident and American National Banks on July 17, 1998. The bids for depository services were due on August 12, 1998 at 2 P.M. and the City received proposals from American and Provident banks. Item No. Agenda Item Action Taken Executive Summary-continued American National Bank's bid clearly met the major requirements of Section IV ACCOUNT ACTIVITIES AND BANK CHARGES of the RFP. Provident National Bank(PNB)in Section IV ACCOUNT ACTIVITIES AND BANK CHARGES,A.of the bid submitted did not specify that the City's main checking accounts, Operating and Payroll would be interest bearing and with unlimited transitions. PNB did not respond to Section IV D. Payment for Services and Section IV G.Interest on Money Market Checking Accounts. Both of the banks did meet the qualifications in Section IX OTHER STIPULATIONS,F. Both of the banks exceeded the minimum requirement as specified in the RFP from each of the two rating services with American National Bank receiving a higher rating by both rating services. Board/Commission/Staff Recommendation The staff recommends that the City Council accept the bid by American National Bank and pass a Resolution designating the American National Bank as a corporate depository for the City of Wylie. 2. Consider and Act Upon Approval of a Final Plat for Phase V of the Newport Harbor Addition, Proposed by Carter & Burgess, Inc. for Centex Homes, Generally Located Along the East Side of FM 1378 Just South of Anchor Drive and Being All of a Certain 26.753 Acre Tract Out of the James McUlmurry Survey,Abstract No.629,City of Wylie,Collin County,Texas. Executive Summary The final plat under consideration is for Phase V of the Newport Harbor Addition. The applicant is platting 26.753 acres in order to develop the property with 110 single family residential lots. The property is currently vacant,unplatted,and zoned for SF-3 (Single Family Residential)uses. Staff has reviewed the proposed plat for Phase IV of the New port Harbor Addition and found it to be in compliance with the Subdivision Regulations and other pertinent ordinances of the City of Wylie except for notarized block length. Specifically, Section 5.02 D (2) of the Subdivision Regulations states that the block length in residential areas shall not exceed 1,200 feet. The applicant is requesting a variance to this requirement as the length being proposed for Block 3 is 1,500 feet. The variance being proposed is consistent with the preliminary plat approved for this development. Board/Commission/Staff Recommendation: At the August 17, 1998,Planning and Zoning Commission meeting, the Commission voted unanimously to favorably recommend this case. Staff recommends approval for Construction. The Department's of Public Works, Fire, and Community Development concur with this recommendation. 3. Conduct a Public Hearing on the Proposed Tax Rate for Fiscal Year 1998-99 and Provide Taxpayers an Opportunity to Express their Views on the Tax Increase.At the End of the Hearing,the City Council Must Set and Announce the Date,Time and Place of the Meeting at Which it Will Vote on the Final Proposed Tax Rate. Executive Summary In accordance with the"Truth-in-Taxation"laws of the State of Texas,on August 11, 1998 the City Council took a role call vote on the proposed tax rate and scheduled a public hearing on the tax rate for September 8, 1998. The results of the record vote on the proposed tax rate and the notice of the public hearing was published in the Wylie News on August 19,1998. Item No. Agenda Item Action Taken Executive Summary-continued The September 8 public hearing was not held due to non-compliance of the posting requirements set forth in the Open Meetings Act. The hearing was rescheduled for September 16, 1998 to allow staff to continue the previous time line and conduct the second public hearing on September 22, 1998. The September 16, 1998 public hearing has been advertised in compliance with the publication requirements set forth in the Truth-in-Taxation Law. The purpose of the public hearing on September 16, 1998 is to give the taxpayers an opportunity to express their views on the tax increase. The City Council may not adopt the tax rate at this hearing.Instead,at the end of the hearing,it must set and announce the date,time and place of the meeting at which it will vote on the final proposed tax rate. The second public hearing will be on September 22, 1998 to vote on the final tax rate. After the September 16, 1998 meeting and before the meeting scheduled for the final tax vote,the City Council must publish a second quarter-page notice-"Notice of Vote on Tax Rate". The official detailed effective tax rate calculations available in the office of the Collin County Tax Assessor/Collector(Kenneth Maun)in McKinney. A copy is also maintained in the Finance Department for the Council and the public to view. Board/Commission/Staff Recommendation The staff recommends that the Council schedule the next required hearing on the tax increase for September 22, 1998 after the close of the public hearing. Staff Reports Citizen Participation Executive Session In accordance with Chapter 551,Government Code,Vernon's Texas Codes Annotated (Open Meeting Law). Section 551.071,Discussion with City Attorney on a matter concerning Kansas City Southern Railroad in which the duty of the attorney to the governmental body under the Texas Disciplinary Rule of Professional Conduct of the State of Texas clearly conflicts with this Chapter;and Section 551.075 Conference with City Employees to review information from employees concerning Kansas City Southern Railroad;and Sections 551.071 Consultation with City Attorney;and 551.075 Conference with Employees to Discuss Issues Regarding the Future Development of Spring Creek Parkway. Reconvene into Open Meeting Take any action as a result of Executive Session. Adjournment. I certify that this Notice of Meeting was posted on this the day of 1998 at 5:00 p.m. as required by law in accordance to Section 551.042 of the Texas Government Code. City Secretary Date Notice Removed The Wylie Municipal Complex is Wheelchair accessible. Sign interpretation or other special assistance for disabled attendees. Must be requested 48 hours in advance by contacting the City Secretary's Office at 972/442-8100 or TDD 972/442 8170. WYLIE CITY COUNCIL CONSENT AGENDA ITEMrt/VI September 16, 1998 Item A Approval of the Minutes from the Special Called Meetings of August 4 and August 27 and the Regular Meetings of August 11 and August 25, 1998.`` Item for Individual Consideration Page I WYLIE CITY COUNCIL CONSENT AGENDA ITEM September 16, 1998 Item B Issue: Consider and Act Upon a Final Plat for the Heatherwood Estates Addition, Proposed by Charles and Tracy Lester, Generally Located at the Northwest Corner of Heatherwood Drive and Lanwood Drive, and Being All a Certain 7.345 Acre Tract Out of the Francisco De La Pina Survey, Abstract No. 688, City of Wylie, Collin County, Texas. Background: The final plat under consideration is for the Heatherwood Estates Addition. The applicant is platting 7.345 acres in order to develop the property with 17 single family residential lots. The property is currently vacant, unplatted, and zoned for SF-2 (Single Family Residential) uses. Financial Considerations: Impact fees for 17 lots in the Heatherwood Estates Addition amount to $35,904.00 Other Considerations: Staff has reviewed the proposed plat for the Heatherwood Estates Addition and found it to be in compliance with the Subdivision Regulations and other pertinent ordinances of the City of Wylie. Commission Recommendation: At the August 17, 1998, Planning and Zoning Commission meeting, the Commission voted unanimously to favorably recommend this case. Staff Recommendation: Approval for Construction. The Department's of Public Works, Fire, and Community Development concur with this recommendation. Attachments: Final Plat Application Final Plat )11-fildtt C6,0 Prepared by Revi d by Financ City Manager Approval Consent Agenda Item Final Plat-Heatherwood Estates Addition Page I Page 1 of 3 City of Wylie (1/95) APPLICATION AND FINAL PLAT CHECKLIST Date 7'7Y Name of Proposed Development /7/L t-- e��f.4 WrK� Name of Property Owner/Developer / PLt4S T `j Address fWA91NC - Phone 97Z" Owner of Record $ .0 Address Z F74-S Oc-Lef- Phone 4721- 7201-7r Name of Land Planner %' Q ae/A-rxd. Surveyor/Engineer Address / 2 7' ,C -• W yLAC, Phone "/2- 7'V 7• Total Acreage 7. L/3 - Current Zoning Number of Lots/Units // poNs -S- -7 )-0-9 1 C. ars/ Signed The Final Plat shall generally conform to the Preliminary Plat, as approved by the City Council and shall be drawn legibly to show all data on a scale not smaller than 1" = 100' with a graphic scale provided. Six sets of direct prints and three Mylars of all originals, plus one on Mylar to be 17-1/2" x 23-3/4" shall be submitted. Plats prepared using AutoCad or other computer aided design techniques shall also provide a copy of all drawings on diskette to the City. The following Final Plat Checklist is used to check compliance with the Wylie Subdivision Regulations. The following checklist is intended only as a reminder and a guide for those requirements. WYLIE CITY COUNCIL CONSENT AGENDA ITEMriti/PJ September 16, 1998 Item C Issue: Consider and Act Upon a Final Plat for the Park Road Elementary School Addition, Proposed by Glenn Engineering Corporation for the Wylie Independent School District, Generally Located at the Northeast Corner of FM 1378 and McMillen Road and Being All of a Certain 10.799 Acre Tract and All of a Certain .574>.Acre Tract Out of the Charles Atterbury Survey, Abstract No. 22, City of Wylie, Collin County, Texas. Background: The final plat under consideration is for the Park Road Elementary School Addition. The applicant is platting 11.373 acres in order to develop the property with an elementary school. The property is currently vacant, unplatted, and zoned for SF-A (Single Family Attached) and SF-2 (Single Family Residential) uses. Financial Considerations: The final plat application fees have been waived. Impact fees for 1 lot in the Park Road Elementary School Addition amount to $24,119.78 Other Considerations: Staff has reviewed the proposed plat and found it to be in compliance with the Subdivision Regulations and other pertinent ordinances of the City of Wylie. Commission Recommendation: At the August 17, 1998, Planning and Zoning Commission meeting, the Commission voted unanimously to favorably recommend this case. Staff Recommendation: Approval for Construction. The Department's of Public Works, Fire, and Community Development concur with this recommendation. Attachments: Final Plat Application Final Plat Mivtte, Cisa4,46 repared by ev' ed by Financ City Manager Approval Consent Agenda Item Final Plat-Park Road Elementary School Addition Page 1 Page 1 of 3 City of Wylie (1/95) APPLICATION AND FINAL PLAT CHECKLIST Date 'l 114'1 Name of Proposed Developmen[P-P4Z L oL t ELEA,Ac -L.- 4a ,�-- Name of Property Owner/Developer ( i E- Address cl`JI 5 A„-1-1 RiS,Lt-/Ng--30 fir, Phone 4-d-�.-- S4-4- 41- Owner of Record J `-( L.\ C— \ .12 Address 913\ Phone 4-4-z— 4-�-4- Name of Land Planner 6 LL 1 jv co N-e Vv W-Lr k��3E�c cJ Surveyor/Engineer Address 'c � - ( ;r,.� 5�, 12. Z- o Phone q 1 -11-7—S► I Total Acreage \. 0 - ct 9 Current Zoning S} Number of Lots/Units Signed C / 1 Si The Final Plat shall generally conform to the Preliminary Plat, as approved by the City Council and shall be drawn legibly to show all data on a scale not smaller than 1" = 100' with a graphic scale provided. Six sets of direct prints and three Mylars of all originals, plus one on Mylar to be 17-1/2" x 23-3/4" shall be submitted. Plats prepared using AutoCad or other computer aided design techniques shall also provide a copy of all drawings on diskette to the City. The following Final Plat Checklist is used to check compliance with the Wylie Subdivision Regulations. The following checklist is intended only as a reminder and a guide for those requirements. WYLIE CITY COUNCIL INDIVIDUAL CONSIDERATION September 16, 1998 Item No. /. Issue Consider and act upon the award of the City's bank depository contract to American National Bank for a two (2)year period with two (2) one-year extension options. Background City staff issued a Request For Proposal (RFP) for a Bank Depository Contract and hand delivered the RFP to Provident and American National Banks on July 17, 1998. An optional pre-bid conference was held on July 27, 1998 to review the contents of the RFP and to provide an opportunity to ask questions about the contract proposal or the bidding procedures. Provident Bank was the only bidder to appear at this meeting and did not wish staff to review with them any of the detailed requirements of the RFP. The bids for depository services were due on August 12, 1998 at 2 P.M. and the City received proposals from American and Provident banks. Upon receipt of the bids, staff started a review of the RFP's submitted to see if the bidders completed the bid form (the RFP) correctly and provided the requested information necessary to evaluate the proposals. The RFP clearly states what kind of accounts and services are necessary to meet the City's requirements. A mandatory requirement for the City is that all accounts be interest bearing. The RFP specifies the estimated level of activity in major checking accounts, asks what will be the cost of services, how will the services be paid and what is the methodology for calculating interest on city accounts. The RFP form provided fill in the bank spaces for all of the major points of interest listed above and the bidder had the option to respond to those questions on a separate attachment. The Staff did approach both bidders with questions to clarify particular points of what each submitted and to point out that some fill in the blank questions in the RFP were not answered. American National Bank's (ANB) was clearly responsive to the major requirements of Section IV ACCOUNT ACTIVITIES AND BANK CHARGES of the RFP. The main requirements in this section include interest bearing accounts for the Operating and Payroll with unlimited transactions, direct deposit of payroll, detailed costs for banking activity, how payments for services would be made or interest paid on city accounts and the basis of how interest would be calculated on the Operating and Payroll checking accounts. Provident National Bank(PNB) in Section IV ACCOUNT ACTIVITIES AND BANK CHARGES, A. of the bid submitted did not specify that the City's main checking accounts, Operating and Payroll, would be interest bearing and with unlimited transitions. PNB did not respond to Section IV D. Payment for Services and Section IV G. Interest on Money Market Checking Accounts. The issue of direct deposit of payroll was also a consideration from an administrative work load and convenience perspective. ANB provides for electronic transfer of information on the Wednesday proceeding the Friday payroll. PNB requires that a computer disc file be physically delivered to the Dallas Operating Center, etc. Item for Individual Consideration Bank Depository Contract Page 1 Background Continued Both of the banks did meet the qualifications in Section IX OTHER STIPULATIONS, F. Selection of Depositories as it relates to bank rating guidelines. A summary of the bank ratings can be found in the attachment labeled "Bank Depository Contract RFP Analysis". Basically, as specified in the RFP, both banks exceeded the minimum requirement from each of the two rating services with American National Bank receiving a higher rating by both rating services. Financial Considerations Attached to the agenda is an analysis titled "Bank Depository Contract RFP Analysis" which lists the main points of the RFP that relate to cost for services, fill in the blank questions, optional services desired and bank rating guidelines. The above analysis contrasts the two banks where there is sufficient information to make a comparison. There was sufficient information to contrast the cost of services between American and Provident banks. The estimated cost of banking activities is $1,522.50 for American and $3,132.00 for Provident. Due to the lack of responses and key information from Provident Bank, no meaningful comparison can be made on future interest earnings between the two banks. Attached is a four year history of interest paid by American National Bank on the City's accounts. Staff believes that the bid submitted from American National Bank is the only bid which meets all of the criteria for selection as described in Section III CRITERIA FOR EVALUATION ON pages three (3) and four (4) of the RFP. Other Considerations The City Council can reject all bids and instruct staff to start the process over again with a new RFP for selection of a city depository. Another alterative that is open to the City Council is to solicit depository services outside the corporate boundaries of the City of Wylie. Board/Commission Recommendation N/A Staff Recommendation The staff recommends that the City Council accept the bid by American National Bank and approve a Resolution designating the American National Bank as a corporate depository for the City of Wylie. Attachments RFP submitted by American National Bank Bank Depository Contract RFP Analysis Interest Earnings - American National Bank Resolution Prepared by Revi ed by Finance City Manager Approval Item for Individual Consideration -Bank Depository Contract- Page 2 REQUEST FOR PROPOSAL V . 4' TV 1-11 WYLIE BANK DEPOSITORY CONTRACT JULY 1998 TABLE OF CONTENTS I. INTRODUCTION 2 II. CALENDAR OF EVENTS 3 III. CRITERIA FOR EVALUATION 3 IV. ACCOUNT ACTIVITIES AND BANK CHARGES 4 A. Accounts 4 B. Required Services 5 C. Bank Statements 7 D. Payments for Services 8 E. Daily Reporting 8 F. Funds Availability 8 G. Interest on Money Market Checking Accounts 9 H. Pledge Requirements 9 I. Account Reconcilement Service 9 J. Automatic Payroll Deposit 9 K. Error Corrections 10 V. COLLATERAL REQUIREMENTS 10 A. Securities Pledged 10 B. Reporting Requirements 10 C. Safekeeping 11 D. Collateral Defined 11 E. Substitutions 12 F. Maximum Amount Offered 12 G. FIRREA of 1989 12 VI. INVESTMENTS 13 VII. SECURITIES CLEARANCE AND SAFEKEEPING OF CITY INVESTMENTS 13 VIII. OVERDRAFTS 14 IX. OTHER STIPULATIONS 14 A. Notices 14 B. Right to Cancel Contract 14 C. Wire Transfers 15 D. Audit 15 E. Open Records 15 F. Selection of Depositories 15 G. Financial Reports 16 H. Merger 15 I. Applicable Laws 16 J. Term on the Contract 16 X. BIDDING INSTRUCTIONS/REQUIREMENTS 17 XI. OTHER MISCELLANEOUS 17 XII. SUBMISSION CHECKLIST 18 APPENDIX 20 CASH ACTIVITY 1 INTRODUCTION The City of Wylie is seeking applications from eligible institutions to be the Banking Services Depository. This includes the basic services of receiving deposits, paying items, wiring funds out, receiving funds wired in, stop payments, and other normal business banking activities. This agreement will not cover any investment transaction activities other than safekeeping services to include receiving and delivering securities, coupon collections, and maturity collections. The City plans to manage its own investment portfolio per its investment policy. The philosophy incorporated into this Request for Proposal (RFP) is to solicit comparable market charges for services provided and to pay for all services provided by the bank. The City also places a great deal of importance on the interest paid on daily deposits above any minimum requirements. The contract period will be two (2) years with two, one-year extension options, beginning with the earliest date the agreement is implemented, and thereafter until the successor depository shall have been duly selected and qualified according to State laws. At the outset, the City wishes to communicate the primary objectives of the depository agreement, an important component of the overall treasury program of the City of Wylie: A. To seek a bank that is both capable of providing banking services and willing to be attentive to the City's money matters; B. To maximize the total dollars earned by the City on account balances in order to be prudent and effective custodians of the taxpayers financial resources; C. To maintain a good working relationship with the Depository Bank; and D. To adequately compensate the Depository Bank for services provided and to allow a reasonable profit to be earned, subject to competitive forces in the market place. This Request for Proposal is intended to serve as the bid form for the Depository agreement. There are several blanks to fill in and questions to answer. Please provide such information on the RFP, or indicate on which attachment it may be found. Please clearly restate the question when supplying answers on any supplemental pages. All points outlined and materials requested should be incorporated into the bidder's reply to be considered for evaluation. The depository review process will be coordinated by Brady Snellgrove, Finance Director. The City desires to enter into a contract that will maximize the City's interests, yet will be viewed as a good agreement on behalf of the bank. Mr. Snellgrove, Finance Director will Page 2 - Bank RFP be available to answer any questions pertaining to this RFP. His phone number is (972) 442-8141. II. CALENDAR OF EVENTS Target Date Description of Events July 22, 1998 Advertise bank depository notice in the newspaper and distribute Requests for Proposals. July 27, 1998 Optional pre-bid conference for bidders to review RFP contents at 10:00 a.m., at the Wylie Municipal Building, 2000 Highway 78. August 12, 1998 Receive proposals from interested banks. Bids to be opened at 2:00 p.m. at the Wylie Municipal Building, 2000 Highway 78 August 25, 1998 Review recommendation with City Council and award contract. October 1, 1998 (Estimate) New Bank Depository contract period begins. III. CRITERIA FOR EVALUATION The City will review the submitted proposals carefully. The recommendations will be based on the bid determined to be best on behalf of the City and the taxpayers. As an indication of what will be considered in the evaluation of the proposals, the following areas are listed: A. Ability to provide sufficient collateral for deposits. B. Financial stability of the bank as defined in Section IX F., "Other Stipulations". C. Ability to perform the requested services. D. Agreement to points outlined in this RFP E. Cost of banking services F. Rates paid on interest bearing accounts. Page 3 - Bank RFP G. Acceptable safekeeping services. H. Quality of all reports. The City reserves the right to reject any or all proposals and waive any non-material irregularities or information in the proposal. IV. ACCOUNT ACTIVITIES AND BANK CHARGES A. Accounts The City intends to establish the following bank accounts. In order to expedite the process of printing checks and deposit slips, the City requests advance assignment of account numbers. Please fill in all blanks contained in the following paragraphs: Assigned Account Name T pe Account No. Operating Money Market Checking 400500005 Payroll Money Market Checking 400500054 4B 96 Revenue Money Market Investment Acct. 401300306 Bond Reserve Animal Money Market Savings 400500104 Shelter/ Library 1994 TX. Checking - no interest 400500021 Com. Dev. Program Sewer Grant Clean Up/ Money Market 401300413 Green Up Investment Account Additionally, the City reserves the right to open or close other accounts as necessary to the municipal operation. Money Market Checking accounts are those accounts which will pay an interest rate on account balances above -0- with a maximum of unlimited transactions. Page 4 - Bank RFP Investment Money Market [gs accounts are those accounts which will pay an interest rate on account balances above -0- with a maximum of 6 transactions. The Operating Account will constitute almost all of the City's banking business with the City's courier making daily deposits Monday through Friday to this account. Intrabank transfers to reimburse money to other City accounts and most wire transactions will occur in this account. This account will be used to clear all operational checks (other than Payroll) for the City. Most securities clearance and safekeeping activity of investments will be debited or credited against this account. A detailed bank statement will be required, including imaging of all deposit slips and checks and magnetic media for cleared checks. If imaging and magnetic media are not available, all checks returned to the City must be in numeric order. Magnetic media not available. The Payroll Account will be set up to clear only personnel related checks for the City. One check stock will be clearing through the account. The City will require a detailed bank statement including imaging of all deposit slips and checks and magnetic media for cleared checks. If imaging and magnetic media are not available, all checks returned to the City must be in numeric order. The City requires Direct Deposit Service from the Bank. Magnetic media not available. B. Required Services Volume. The volume estimates listed in this section are based on activity in all bank accounts. The services requested to be made available to the City include, but are not limited to, the following: Fee Charged Estimated Description Per Unit Volume of Service * 2 Money Market Checking * 1 Non-Interest Bearing Checking * 2 Money Market Investment * 1 Money Market Savings No Charge 6 Bank Statement No Charge 6/month First original bank statement per account. *Subject to Account Analysis. . .See attached Fee Schedule. Page 5 - Bank RFP No Charge 2/year Extra statements * 100/month Credit posting (84 in Jan, 16 May) * 650/month Debit posting (480 in Jan, 469 May) * 20/month Return Items Reclear * 10/month Return Items Reclear Total 100/year Wire Services * 50/year a) Incoming Sub-total 50/year b) Outgoing (Excludes Activities in Safekeeping Account) N/A 50/year 1) Repetitive by computer * 15/year 2) Repetitive by phone N/A 15/year 3) In-bank Repetitive by computer No Charge 15/year 4) In-bank Repetitive by phone No Charge 30/year 5) ACH transfers 24/year Stop Payment Requests No Charge a) By phone or Fax N/A b) Automated Request by terminal No Charge 1500/year Deposit slips printed No Charge Yes Coin wrappers furnished No Charge 2 Night Depository Bags No Charge 5 Zipper Bags No Charge 1 Box Safe Deposit Box (10x10) No Charge 5/year Cashier's Checks NO Charge 12/year Research Hours *Subject to Account Analysis. . .See attached Fee Schedule. Page 6 - Bank RFP No Charge Cost of collateral pledged by bank Average for (Quote in $100,000 increments) 6 Accounts N/A 6 Accounts PC On-line Balance Reporting A) Maintenance B) Account Charge C) Transaction Detail * 6 Accounts FDIC Insurance cost Bi-weekly Fees for Direct Deposit Employees, Total Payroll = $75,000 ** a) Maintenance Charge b) ACH Settlement c) Other Charges (Describe) *** 1 Account Securities clearing and safekeeping a) Maintenance Charge b) Short-term or long-term investment receipt fees c) SK valuation per $1,000 List other applicable bank charges. These are estimates that represent projected volumes for the next year. Except as noted above, checks will be purchased separately by the City of Wylie. The checks will be printed by a major printing company. C. Bank Statements For reconciliation of the City Bank accounts the following will be required: 1. Bank statements on all accounts shall be rendered within five (5) working days after the close of the calendar month. The statements must include all activity occurring on the last day of the month. The City also requires imaging of all deposit slips and checks and magnetic media for cleared checks. If imaging and magnetic media are not available all checks returned to the city must be in numeric order. All account statements should include debit/credit advices. For the Operating and Payroll accounts, the City requires a bank statement reflecting all items paid in serial number order and all deposits in date order. *Subject to Account Analysis. . .See attached Fee Schedule **See attached Fee Schedule Page 7 - Bank RFP • ***Safekeeping at no charge if purchased through ANB Brokerage Department. D. Payments for Services The City intends for the bank to be compensated on a direct fee basis for all account services provided by the bank, as set forth in section IV-B. The bank shall debit the appropriate accounts on a monthly basis. If the bank uses a method other than the one described above, please provide an explanation. Bank will provide Account Analysis for all accounts. Accounts with excess earnings will be applied to accounts which would incur service charge. Service charge will be incurred only if deficient balance exists after netting all accounts earnings and charges. The City shall require account analysis each month no later than fifteen(15)business days after the end of each calendar month which shall clearly show volume counts, fees charged, and total prices for servicing the account. The account analysis shall also show average ledger balances, average uncollected funds, average collected balances, interest rates and the amount of interest paid or credited to the account. Please attach a sample Account Analysis Statement. Fees charged to the City directly from the bank are not subject to change for the length of this contract. Safekeeping fees for the City's investment securities shall also be set up on account analysis and paid monthly. The City requires that all charges for securities clearance and safekeeping, including fees passed on from the Federal Reserve Bank, be on account analysis and not be deducted from each security settlement. E. Daily Reporting The City requires a PC on-line balance reporting system that will provide the daily ending ledger and collected balances from the prior day for all accounts, a detail of the prior day's debits and credits, and current day ACH report. *N/A*. . . .Telephone inquiry system available. F. Funds Availability The City shall receive same-day ledger credit for all funds deposited by 3:00 p.m. and receive collected credit on the same day as the Bank receives collected credit. Please attach a proposed availability schedule. The funds shall be investable for any investment transactions that can be executed. If not invested, the funds shall earn interest at whatever rate is being paid for Money Market accounts. Page 8 - Bank RFP G. Interest on Money Market Checking Accounts Please provide a detailed explanation of the bank's policy and methodology used in the setting of rates paid on money market checking and savings accounts. Specify whether there is a separate rate quoted on public funds versus the rate quoted for corporations and individuals, and if so, why. Also, provide a schedule of all rates paid on money market checking accounts since January 1, 1996. Specifically indicate if the rates are applied to the ledger balances or collected balances, and whether it is computed daily or monthly. Indicate when the rates change, and if they are based on a market rate such as the T-Bill discount or bond equivalent yield rate. List minimum ledger and collected balances required to earn interest. Does the bank offer a fixed rate of interest if the City agrees to maintain a specified collected balance? Specify the minimum interest rate which will be paid to the City. Surveys covering both the 25 largest institutions in the North Texas area and competitionitj the local market territory are analyzed each week. Rates on Public Funds are the same as those paid to corporations and individuals. Interest is compounded daily based on collected balances. Interest rates may change as often as weekly and are based on an analysis of the above described surveys. No minimum balance is required to earn interest. We do not offer a fixed interest rate nor a minimum rate. Money Market Checking rate has been 1 .75% since 1-1-96. • H. Pledge Requirements The average combined ledger balances of the accounts are estimated to be $500,000 and the maximum ledger balances are estimated to be $1,000,000. Amounts above $1,000,000 shall be invested under the direction of the City. I. Account Reconcilement Service Please describe the Account Reconcilement service offered by the bank and attach a sample reconcilement statement. N/A J. Automatic Payroll Deposit (Direct Deposit) Please describe the bank's procedure for this service and list appropriate cut-off times that would apply. State whether the bank would offer any type of special checking or money market accounts for City employees. See attached brochure for product procedures. Cut off is 2 days prior to effective date at 11 :00 a.m. City employees would be offered checking with one-half of regular service charge plus first 200 checks free. Page 9 - Bank RFP K. Error Corrections The City intends to deposit all funds directly to the depository bank by courier. The City will deposit checks in batches with a tape run for each batch. If item processing discovers an error in the deposit, then the City requires a credit or debit advice to be mailed to the City immediately after the account has been adjusted with appropriate documentation attached to justify the correction. Appropriate documentation is considered to be a copy of the City's tape with the item in question marked and a copy of the check in question. V. COLLATERAL REQUIREMENTS A. Securities Pledged As security for the deposits of the City of Wylie, the bank shall pledge to the City securities equal to the largest total ledger balances the City of Wylie maintains in the bank, less the amount of coverage provided by the Federal Deposit Insurance Corporation (F.D.I.C.). The average level of collateral required is $500,000. During prime tax collection periods for the City, which occur in the latter part of December, January, and early February, the ledger balance may reach a maximum of$1,500,000. Additionally, at times, the City may maintain over $1,500,000 in its account in anticipation of debt service payments which must be made by 10:00 a.m. on the due date. The securities comprising the pledge shall be valued at market. The securities so pledged, the amounts thereon and the time for pledging same shall satisfy the requirements of Chapter 2257, Collateral For Public Funds, Government Code Title 10., and any subsequent statutes passed under Texas law. Securities purchased by the depository bank under the terms of a Repurchase Agreement are not acceptable as collateral to the City of Wylie. B. Reporting Requirements The bank shall provide the City a report of securities pledged at the end of each month or at any time requested by the Finance Director or a designated representative. This report should reflect the following information at the end of each month: Total pledged securities itemized by: 1. Name 2. Type/description/CUSIP number 3. Par value Page 10 - Bank RFP 4. Market value at month end 5. Maturity date 6. Moody's or Standard and Poor's rating If the market value of the pledged securities falls below the ledger balances of the City's four accounts at any time, the City will require additional securities to be pledged to maintain 100% collateral. C. Safekeeping The securities pledged shall be held in safekeeping under the name of the Depository Bank and pledged to the City of Wylie. Safekeeping must be done at the Federal Reserve Bank or with a third party custodial bank. The City will require a signed three-party agreement for safekeeping. The original copy of all security receipts shall be filed with the Finance Director of the City of Wylie. The City shall reimburse the Depository Bank for all charges associated with pledged collateral at the fee rate bid in Section IV-B of this RFP. Please submit a copy of the safekeeping agreement with the Federal Reserve Bank to be used in the event you are awarded the Depository Bank contract. The safekeeping agreement shall clearly state that the Federal Reserve Bank is instructed to release the collateral to the City of Wylie if the City has determined that the bank has failed to pay on any accounts, has been closed by a regulatory authority, or is in default of this agreement, and if the instructions for release have been formally requested by the City Council by ordinance or resolution. The safekeeping agreement shall have signatories from the Federal Reserve Bank, as Trustee, the Depository Bank, and the City of Wylie. D. Collateral Defined The City of Wylie will accept only the following securities as collateral: 1. FDIC and FSLIC insurance. 2. A bond, certificate of indebtedness, or Treasury note of the United States or other evidence of indebtedness of the United States that is guaranteed as to principal and interest by the United States. 3. Obligations, the principal and interest on which, are unconditionally Page 11 - Bank RFP guaranteeed or insured by the State of Texas. 4. A bond of the State of Texas or of a county, city or other political subdivision of the State of Texas having been rated as investment grade (investment rating no less than "A" or its equivalent) by a nationally recognized rating agency with a remaining maturity of then (10) years or less. E. Substitutions Any substitutions of the securities or reductions in the total amount pledged shall be made only by and with the proper written authorization approved by the Finance Director or a designated representative. All securities to be pledged are subject to approval by the City of Wylie. Any state or local government securities (municipals) pledged to the City shall have a rating of "Al" or better by Moody's Investor Services. F. Maximum Amount Offered Please state the maximum amount of pledged securities which the bank is willing or able to commit for collateralized Money Market accounts throughout the contract period. $20,000,000 (not less than $2,500,000). G. FIRREA of 1989 The Financial Institution Reform, Recovery and Enforcement Act(FIRREA)of 1989 sets forth certain requirements to validate a collateral agreement (that is, to perfect the City's security interest in the collateral supporting the City's deposits). Specifically, FIRREA says: *The agreement must be in writing, *The agreement has to be executed by the depository institution and the depositing entity making the claim contemporaneously with the acquisition of the asset. *The agreement must be approved by the Board of Directors or the loan committee of the institution. *The agreement has been an official record of the institution continuously since its execution. The City of Wylie will require a written collateral agreement and that the bank will provide certified resolutions of its loan committee that the bank has approved the collateral agreement with the City. Page 12 - Bank RFP VI. INVESTMENTS The City of Wylie intends to manage its own investment portfolio, therefore, the City reserves the right to withdraw, from time to time, any amount of funds of the City that are deposited in any City account and to invest those funds in accordance with the City's investment policy. VII. SECURITIES CLEARANCE AND SAFEKEEPING OF CITY INVESTMENTS Investment securities purchased by the City will be delivered by either book entry at the Federal Reserve or physical delivery to the depository bank's correspondent New York bank as outlined below. A. The purchase and sale of all securities shall be on a delivery versus payment or payment versus delivery basis (i.e., for securities purchases, monies will not be released by the City's safekeeping bank until securities are received at the Federal Reserve Bank or further credit to the City's safekeeping bank. In the case of securities sales, monies will be received by the City's safekeeping bank via the Federal Reserve Bank as the securities are simultaneously released to the purchaser). In this manner, the City will always have possession of either its securities or its monies. B. All physical delivery securities (those transferred by physical delivery) shall be held by the depository's correspondent bank in New York City. The City's depository bank shall issue a safekeeping receipt to the City evidencing that the securities are held by the depository's correspondent bank for the City. C. The City will send written instructions to the securities clearance department for each transaction. Most of these instructions will be sent by facsimile to assure the timeliness of the operation. The City expects the bank to give prompt notification of any settlement problems, including securities delivered where the instructions do not match or where instructions have not been given to the bank. D. All securities shall be perfected in the name of the City. All book entry securities owned by the City shall be evidenced by a safekeeping receipt issued to the City and signed by the appropriate officer at the safekeeping bank stating that the securities are held in the Federal Reserve System in CUSTOMER ACCOUNT/02 naming the City as the "Customer". In addition, the safekeeping bank will, when requested, furnish a copy of the delivery advice received by the safekeeping bank from the Federal Reserve Bank. E. The original safekeeping receipt for each transaction, including purchased securities Page 13 - Bank RFP under a Repurchase Agreement, will be forwarded to the Director of Finance or his designated representative. VIII. OVERDRAFTS The City does not intend to have an overdraft position on any of its bank accounts singly or net throughout the course of the Depository contract. In the event of a check or checks presented for payment on any City account where there are insufficient funds available for payment, the City will require the Depository Bank to pay said checks and promptly notify the Finance Director or designated representative of the existence of the overdraft situation. The City agrees to cover the overdraft within one business day. Define whether the bank would consider an overdraft to be a negative balance in any individual City account or a negative balance in the four City accounts collectively. Should an overdraft occur, what stipulations would apply? Overdrafts only if net balance of all accounts is negative. Charge would be same as short term loan rate (WSJ Prime). The City does not intend to have daylight overdrafts; however, if the City both sells and purchases securities in the same day, depending in what sequence the wires are received, a daylight overdraft could be created. Describe you bank's policy in such an event, and what charges, if any, would be made to the City's account? What is the amount of the ceiling which limits daylight overdrafts for your bank? No daylight overdraft restrictions or charges. IX. OTHER STIPULATIONS A. Notices The successful bidder shall notify the City in writing within ten (10) days of any changes in Federal or State regulations or laws that would thereafter affect the depository agreement. The bank shall also notify the City of any services that become available to the City throughout the contract period. B. Right to Cancel Contract In the event it becomes illegal under the provisions of any Federal statute of regulation for the Bank to pay interest in the manner outlined in the RFP, the City expressly reserves the right and privilege to cancel the contract and to re-bid the depository services. Page 14 - Bank RFP C. Wire Transfers Notification to the City of incoming wire transfers or problems with outgoing wire transfers shall be made within one hour of the transaction. The City requires two authorized employees' signatures to be on repetitive wire set-up paperwork. All authorized employees should be issued a personal identification number to initiate wires. If the wire is non-repetitive, the City requires the bank funds transfer personnel to call the City back and specifically request to speak to an authorized employee, other than the person initiating the wire, to achieve verification that the wire is authorized prior to releasing it. D. Audit The bank's records relating to the City of Wylie's accounts shall be open to review by either City staff members or City-appointed independent auditors during normal business hours. E. Open Records. The bank's records of City transactions may be considered public records pursuant to the Texas Open Records Act. F. Selection of Depositories The City shall maintain a list of authorized banks and savings and loans which are approved to provide Certificates of Deposit. To be eligible for authorization, a bank or savings and loan must be members of the FDIC and meet the minimum credit criteria (described below) of a credit analysis provided by a commercially available bank rating service such as Prudent Man Analysis, Inc., or Sheshunoff Public Finance Bank Rating Service. Banks or savings and loans failing to meet the minimum criteria or, in the judgement of the Finance Director, no longer offer adequate safety for the City, will be removed from the list. Bank rating guidelines will be calculated using publicly available information obtained from the Federal Reserve, the Comptroller of the Currency, or the banking institution itself. Data obtained from bank rating services will include factors covering the following: overall rating, liquidity policy, credit risk policy, interest rate policy, profitability and capital policy. Financial institutions selected to issue certificates of deposit to the City in excess of $100,000 or that are selected as Safekeeping or Custodial agents or selected as the Banking Services Depository for the City shall meet the following criteria: 1) have a Sheshunoff Public Finance Peer Group Rating of thirty or better on a scale of zero to one hundred with one hundred being the highest rating at the time of selection or 2) have a Prudent Man Express Analysis overall rating of three or better on a scale of one to five with one being the highest quality for the most recent reporting quarter before the time of selection, and 3) qualify as a depository of public funds in the State of Texas. Page 15 - Bank RFP The Director shall maintain a file of the credit rating analysis reports performed for each approved firm. In addition to the foregoing requirements, with respect to bond proceeds and reserves or other funds maintained for debt service purposes, a depository of such funds must be selected by competitive bidding by two banks located within the boundaries of the City or if there are not two banks available within the City's boundaries that are willing and able to accept such deposits, then at least three bids must be obtained from banks situated in Collin County that are willing and able to accept such deposits. G. Financial Reports The proposing bank shall submit a copy of the last annual financial statements along with the last quarterly FDIC call report. The successful bidder shall provide to the City each quarterly call report (Schedule RC only), each quarterly and annual financial report to the shareholders and any public information concerning changes in the ownership, management, or financial position of the bank or its parent. H. Merger Not withstanding any other provision of this agreement which may be to the contrary, this agreement and the respective rights and obligations of the parties hereunder shall remain in full force and effect and not otherwise be affected by a merger of the bank. I. Applicable Laws This contract is governed by the laws of the State of Texas. Venue shall be exclusively in Collin County. J. Term on the Contract The beginning date of the bank depository contract will be established after City Council approves the awarding of the contract, to be effective for a period of two years. If mutually agreed upon by the City and the bank, the contract period may be extended up to one year, not to exceed two extensions; however, the agreement to extend must be reached at least 90 days prior to the end of the contract or the most recent extension. Page 16 - Bank RFP X. BIDDING INSTRUCTIONS/REQUIREMENTS A. Sealed proposals clearly marked "Bid for Depository Contract" should be delivered to the following person by 2:00 p.m., August 12, 1998. Jim Holcomb Purchasing Agent City of Wylie 2000 Highway 78 North Wylie, TX 75098 NO BID SHALL BE RECEIVED AFTER 2:00 P.M. LATE BIDS WILL BE RETURNED UNOPENED B. The proposing bank should use this RFP form as the Official Bid Form to submit rates and answer questions. Any alternations, changes or deletions to this RFP may be reason for the City to disregard and reject the proposal. Additional pages should be attached as needed and should reference the question to which a response applies. C. The City reserves the right to request additional information or to meet with representatives from proposing banks to discuss points in the proposal before and after submission, any and all of which may be used in forming a recommendation and the contractual depository agreement. D. The City reserves the right to reject any and all proposals. E. The bidder states that it is a banking institution chartered under laws of the United States or of the State of Texas. XI. OTHER MISCELLANEOUS A. The City of Wylie shall require a review meeting at least once every six months to evaluate the working relationship between the City and the Depository and the Depository Bank. The objective shall be to address any problems and to discuss the procedures involved in protecting the City's funds and pledged collateral. B. The final appointment of a Depository Bank shall be made by the Wylie City Council. The bidder may be required to enter into a contract which incorporates all of the obligatory points in this RFP. Otherwise, an ordinance shall be adopted accepting the bank's completed RFP as the Official Bid Form with accompanying related schedules and materials called for in this RFP. Page 17 - Bank RFP C. This RFP has been reviewed and approved by the Director of Finance. D. This Request for Proposal has been duly advertised and is being offered for consideration to all interested banks inside the corporate limits of the City of Wylie. E. Upon being awarded the contract, the Depository Bank shall designate, in writing, an individual to be the official contact person for all correspondence. The City of Wylie's official contact person will be at 442-8141. The Depository Bank shall be responsible for training and communicating the terms of this contract to the Bank Employees. F. This proposal is being submitted by the following person duly authorized to act on behalf of the bank: ..-'Xi,;; J r Sc4--- ..Se- &if Officer's ame atitle (Please Print) Offcer's Signa re �f� Kn, / MeriG /c�d49,74-/ 46,94� of / q'A Name of Bank s-//_VY DaW _Pa / : Sex �d /e'o / /fix 257/z' p„ -5'>.24.// Address and Telephone Number XII. SUBMISSION CHECKLIST A. Completed and signed RFP B. Sample bank statement C. Sample partial account reconciliation statement D. Availability of funds schedule with a clear explanation of deadlines E. Sample account analysis statement F. Explanation of basis for Money Market rates G. Sample monthly collateral report H. Sample safekeeping agreement with the Federal Reserve for collateral. Page 18 - Bank RFP I. Sample safekeeping agreement with the Depository Bank for the City's investment securities J. Sample funds transfer agreement K. Sample stop-payment agreement L. Annual financial statement of the bank along with the last two quarterly FDIC call reports Page 19 - Bank RFP CITY OF WYLIE MONTHLY CASH FLOW MONTH END BALANCES AVERAGE LEDGER AND COLLECTED BALANCES JULY 97 THROUGH JUNE 98 MONTHLY MONTHLY CASH FLOW JULY 97 AUG 97 SEP 97 OCT 97 NOV 97 DEC 97 JAN 98 FEB 98 MAR 98 APR 98 MAY 98 JUNE 98 AVERAGE MONTHLY REVENUES 745,485 821,820 837,734 651,821 861,396 1,969,018 2,135,008 3,356,606 607,756 1,695,017 865,402 1,439,020 1,332,174 MONTHLY EXPENDITURES 1,008,772 1,527,720 1,149,433 755,207 1,050,161 1,556,258 1,610,561 3,640,454 703,589 2,551,760 961,226 877,795 1,449,411 ENDING CASH BALANCE c OPERATING ACCOUNT 367,440 234,764 64,382 32,160 42,032 505,043 228,018 235,484 97,057 303,295 810,605 346,025 272,192 PAYROLL ACCOUNT 72,452 8,238 8,333 8,335 7,900 74,939 8,175 8,180 8,187 8,195 8,141 8,150 19,102 AVERAGE LEDGER AND COLLECTED BALANCES OPERATING: AVG LEDGER BALANCE 464,347 287,194 227,540 197,487 187,749 354,291 419,115 600,905 275,169 403,618 373,600 408,168 349,932 AVG COLLECTED BALANCE 418,447 267,631 211,503 179,336 172,452 338,398 39,107 585,025 260,461 378,194 361,176 353,322 297,088 PAYROLL: AVG LEDGER BALANCE 25,593 23,110 23,242 19,965 25,867 25,609 26,376 25,375 25,298 26,283 26,756 26,757 25,019 AVG COLLECTED BALANCE 25,592 23,110 23,242 19,965 25,867 25,609 26,376 14,275 25,298 26,283 26,756 26,757 24,094 BANK DEPOSITORY CONTRACT RFP ANALYSIS AMERICAN PROVIDENT SERVICE VOLUME PER ITEM TOTAL TOTAL PER ITEM IV ACCOUNT ACTIVITIES AND BANK CHARGES; A. ACCOUNTS-DESCRIBES THE PRIMARY BANK ACCOUNT TYPES DESIRED BY THE CITY. MONEY MARKET CHECKING ACCOUNTS:FILL ACCEPTABLE NOT ACCEPT. (1) IN THE BLANKS. (1)DID NOT NOT BID REQUSESTED ACCOUNT TYPE. MONEY MARKET SAVINGS ACCOUNTSILL ACCEPTABLE ACCEPTABLE IN THE BLANKS. IMAGING FOR CLEARED CHECKS AND DEPOSIT SLIPS. YES NO MAGNETIC MEDIA FOR CLEARED CHECKS. NO YES B.REQUIRED SERVICES: MONEY MARKET CHECKING 2 7.50 15.00 0.00 N/C NON-INTEREST BEARING CHECKING 1 7.50 7.50 10.00 10.00 MONEY MARKET INVESTMENT 2 7.50 15.00 0.00 N/C MONEY MARKET SAVINGS 1 7.50 7.50 0.00 N/C SUB-TOTAL 45.00 10.00 BANK STATEMENTS 6 N/C 0.00 0.00 N/C FIRST ORIGINAL BANK STATMENT 6/MONTH N/C 0.00 0.00 N/C PER ACCOUNT EXTRA STATEMENTS 2/YEAR N/C 0.00 2.00 1.00 SUB-TOTAL 0.00 2.00 CREDIT POSTING 100 MONTH 0.25 25.00 20.00 0.20 DEBIT POSTING 650 MONTH 0.15 97.50 97.50 0.15 RETURN ITEMS RECLEAR 20 MONTH 3.00 60.00 100.00 5.00 RETURN ITEMS RECLEAR 10 MONTH 3.00 30.00 50.00 5.00 SUB-TOTAL 212.50 267.50 WIRE SERVICES INCOMING 50 YEAR 10.00 500.00 250.00 5.00 OUTGOING 50 YEAR 10.00 500.00 500.00 10.00 REPETITIVE BY COMPUTER 50 YEAR N/A 0.00 0.00 N/A REPETITIVE BY PHONE _ 15 YEAR N/C 0.00_ 0.00 N/C IN-BANK REPETITIVE BY COMPUTER 15 YEAR N/A 0.00 0.00 N/C IN-BANK REPETITIVE BY PHONE 15 YEAR N/C 0.00 0.00 N/C ACH TRANSFERS 30 YEAR N/C 0.00 0.00 ? SUB-TOTAL 1,000.00 750.00 STOP PAYMENT REQUESTS 24 YEAR BY PHONE OR FAX N/C 0.00 480.00 20.00 AUTOMATED REQUEST BY TERMINAL N/A 0.00 0.00 N/A - SUB-TOTAL 0.00 480.00 BANKBID.WK4 08/31/98 09:23 AM 1 BANK DEPOSITORY CONTRACT RFP ANALYSIS AMERICAN PROVIDENT SERVICE VOLUME PER ITEM TOTAL TOTAL PER ITEM DEPOSIT SLIPS PRINTED 1500 YEAR 0.00 0.00 0.00 0.00 COIN WRAPPERS FURNISHED YES 0.00 0.00 YES NIGHT DEPOSITORY BAGS 2 N/C 0.00 40.00 20.00 ZIPPER BAGS 5 N/C 0.00 25.00 5.00 SAFE DEPOSIT BOX(10 x10) 1 N/C 0.00 0.00 0.00 CASHIERS CHECKS 5 YEAR N/C 0.00 12.50 2.50 RESEARCH HOURS 12 YEAR N/C 0.00 240.00 20.00 hour SUB-TOTAL 0.00 317.50 COST OF COLLATERAL PLEDGED BY AVG.FOR N/C 0.00 0.00 N/C BANK(quote in$100,000 increments) 6 ACCOUNTS PC ON-LINE BALANCE REPORTING: N/A N/A MAINTENANCE ACCOUNT CHARGE TRANSACTION DETAIL FDIC INSURANCE COST 6 ACCOUNTS N/C 0.00 0.00 N/C SUB-TOTAL 0.00 0.00 FEES FOR DIRECT DEPOSIT EMPLOYEES: MAINTENANCE CHARGE 26 10.00 260.00 1,300.00 50.00 ACH SETTLEMENT 50 0.10 5.00 5.00 0.10 OTHER CHARGES: RETURNED ITEMS 3.00 0.00 0.00 N/C SETUP&TRAINING 150.00 0.00 0.00 N/C SUB-TOTAL 265.00 1,305.00 TOTAL BANK CHARGES FOR ESTIMATED ACTIVITIES GRAND TOTAL 1,522.50 3,132.00 C.BANK STATEMENTS-REQUIREMENTS: 1. IMAGING OF CLEARED CHECKS YES NO 2. IMAGING OF DEPOSITS SLIPS YES NO 2. MAGNETIC MEDIA FOR CLEARED CHECKS NO YES NOTE-IMAGING SERVICES IS THE HIGHER PRIORITY. D.PAYMENT FOR SERVICES: RESPONDED (2) NO D.IS A MAJOR FILL IN THE BLANK OR A RESPONSE WRITEN ATTACHMENT IS REQUIRED. (THIS SECTION DISCUSSES HOW THE BANK WILL BE COMPENSATED.) (2)ANB WILL PROVIDE ACCOUNT ANALYSIS FOR ALL ACCOUNTS.ACCOUNTS WITH EXCESS EARNINGS WILL BE APPLIED TO ACCOUNTS WHICH WOULD INCUR SERVICE CHARGE.SERVICE CHARGE WILL BE INCURRED ONLY IF DEFICIENT BALANCE EXISTS AFTER NETTING ALL ACCOUNTS EARNINGS AND CHARGES. BANKBID.WK4 08/31/98 09:23 AM 2 BANK DEPOSITORY CONTRACT RFP ANALYSIS AMERICAN PROVIDENT SERVICE VOLUME PER ITEM TOTAL TOTAL PER ITEM E.DAILY REPORTING: 1.PC ON-LINE BALANCE REPORTING SYSTEM N/A N/A IS PREFERRED. 2.DAILY FAX-ACCOUNT ACTIVITY _ YES 3.TELEPHONE INQUIRY YES YES G.INTEREST ON MONEY MARKET CHECKING ACCOUNTS: _ RESPONDED (3) NO F. IS A MAJOR FILL IN THE BLANK OR A BELOW RESPONSE WRITEN ATTACHMENT IS REQUIRED. (THIS SECTION DISCUSSES HOW THE BANK WILL BE COMPENSATE THE CITY BY PAYING INTEREST ON THE OPERATING AND PAYROLL CHECKING ACCOUNTS.) (3)DETAILED NOTE IN SECTION G.,PAGE 9 OF ANB RFP RESPONSE. I.ACCOUNT RECONCILEMENT SERVICE N/A N/A J.AUTOMATIC PAYROLL DEPOSIT(DIRECT DEPOSIT); YES YES CUT-OFF DEADLINES ARE THE SAME FOR BOTH BANKS. TRANSFER OF DATA TO ANB IS BY MODEM. TRANSFER OF DATA TO PNB IS BY DELIVERY OF DISKETTE BY CITY TO DOWNTOWN DALLAS. V. COLLATERAL REQUIREMENTS F.MAXIMUMAMOUNT OF COLLATERAL OFFERED(BY BANK). 20,000,000.00 3,000,000.00 FILL IN THE BANK RESPONSE. V-III OVERDRAFTS NOTE,CITY WILL COVER AN OVERDRAFT WITHIN ONE BUSINESS DAY. FILL IN THE BLANK QUESTIONS: 1.OVERDRAFTS, YES YES CHARGE? - YES ? 1.DAYLIGHT OVERDRAFTS, YES NO CHARGE? NO ? BANKBID.WK4 08/31/98 09:23 AM 3 BANK DEPOSITORY CONTRACT RFP ANALYSIS AMERICAN PROVIDENT SERVICE VOLUME PER ITEM TOTAL TOTAL PER ITEM IX.OTHER STIPULATIONS F.SELECTION OF DEPOSITORIES BANK RATING GUIDELINES: 1.SHESHUNOFF PUBLIC FINANCE PEER 49 36 GROUP RATING(SPFPGR). RANKING IS FROM 0 TO 100,WITH 100 THE HIGHEST. CITY'S REQUIREMENT IS A RANK OF 30 OR BETTER. 2.PRUDENT MAN EXPRESS ANALYSIS(PMEA). 2 3 RANKING IS FROM 1 TO 5,WITH 1 THE HIGHEST. CITY'S REQUIREMENT IS A RANK OF 3 OR BETTER. N/C=NO CHARGE N/A=NOT AVAILABLE N/R=NO RESPONSE BANKBID.WK4 08/31/98 09:23 AM 4 INTEREST EARNINGS - AMERICAN NATIONAL BANK - COVERING A FOUR YEAR PERIOD MM CHECKING MM CHECKING MM SAVINGS CHECKING MMIA MMIA TOTAL OPERATING PAYROLL ANIMAL SHELTER TCDP 4B CLEANUP INTEREST 8-94-7/95 13,334.43 20.63** 441.03 0.00 0.00 0.00 13,766.09 8-95-7/96 10,477.52 296.92 471.07 0.00 2,389.75 0.00 13,635.26 8-96-7/97 8,462.29 307.03 404.27 0.00 12.70 22.13 9,198.42 8/97-7/98 4,551.06 360.77 418.99 0.00 13.00 73.23 5,417.05 36,785.30 985.35 1,735.36 0.00 2,415.45 95.36 42,016.82 **INTEREST ON PAYROLL ACCOUNT NOT AVAILABLE FOR 9/94-7/95 BANKBID.WK4 09/02/98 11:43 AM RESOLUTION 98- A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF WYLIE, TEXAS DESIGNATING THE AMERICAN NATIONAL BANK AS A CORPORATE DEPOSITORY FOR THE CITY OF WYLIE; AND SPECIFYING PROCEDURES AND PROVIDING AUTHORITY FOR MAKING OF DEPOSITS, WITHDRAWALS, AND LOANS WITH SAID BANK WHEREAS,the City Council did by unanimous vote at it's regular meeting of September 8, 1998,authorized and approve the American National bank(Bank) as a depository for the City; and, WHEREAS, such approval was in the form of accepting the proposal for banking services submitted by Bank; WHEREAS, such acceptance constitutes a legally binding agreement between the City and the Bank,the Bank requires further formal designation of its being the official depository of the City, as established by Resolution of the City; NOW THEREFORE BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF WYLIE, TEXAS, as follows: RESOLVED,Than an account shall be established in the name of this Corporation with the American National Bank, under the rules and regulations as prescribed by said Bank, wherein may be deposited any of the funds of this Corporation, whether represented by cash, checks, notes or other evidences of debt, and from which deposit withdrawals, are hereby authorized in the name of the Corporation by any two (2) of the following persons: Mike Collins, City Manager, or his temporary or permanent successors; Brady E. Snellgrove, Finance Director or his temporary or permanent successors; Endorsements for deposit may be evidenced merely by the name of the Corporation being written or stamped on the instrument deposited, without designation of the party making the endorsement. BE IT FURTHER RESOLVED, that no officers or officials, individually or in any combination, shall have the power to borrow funds from said American National Bank on behalf of the Corporation;unless and expect the City Council shall pass a Resolution authorizing such loan and stating the amount and repayment terms therefore, and a certified copy of such Resolution is presented to the said American National Bank. BE IT FURTHER RESOLVED,That the said American National Bank is hereby authorized to honor any and all withdrawal items against the Corporations's funds although payable to the officer or agent signing or countersigning the name and whether presented for encashment or for credit to the personal account of such officer or agent or any other person and said Bank need make no inquiry concerning such items and/or the disposition of the money, items or credit given therefore. DULY PASSED AND APPROVED by the City Council of the City of Wylie, Texas this 8th day of September, 1998. John Mondy-Mayor Attest: Barbara Salinas, City Secretary WYLIE CITY COUNCIL INDIVIDUAL CONSIDERATION ;4/11: September 16, 1998 Item No. Issue: Consider and Act Upon a Final Plat for Phase V of the Newport Harbor Addition, Proposed by Carter &Burgess, Inc. for Centex Homes, Generally Located Along the East Side of FM 1378 Just South of Anchor Drive and Being All of a Certain 26753 Acre Tract Out of the James McUlmurry Survey, Abstract No. 629, City of Wylie, Collin County, Texas. Background: The final plat under consideration is for Phase V of the Newport Harbor Addition. The applicant is platting 26.753 acres in order to develop the property with 110 single family residential lots. The property is currently vacant, unplatted, and zoned for SF-3 (Single Family Residential) uses. Financial Considerations: Impact fees for 110 lots in Phase V amount to $232,320.00 Other Considerations: Staff has reviewed the proposed plat for Phase IV of the New port Harbor Addition and found it to be in compliance with the Subdivision Regulations and other pertinent ordinances of the City of Wylie except for notarized block length. Specifically, Section 5.02 D (2) of the Subdivision Regulations states that the block length in residential areas shall not exceed 1,200 feet. The applicant is requesting a variance to this requirement as the length being proposed for Block 3 is 1,500 feet. The variance being proposed is consistent with the preliminary plat approved for this development. Commission Recommendation: At the August 17, 1998, Planning and Zoning Commission meeting, the Commission voted unanimously to favorably recommend this case. Staff Recommendation: Approval for Construction. The Department's of Public Works, Fire, and Community Development concur with this recommendation. Attachments: Final Plat Application Final Plat 1-0‘611VaiAS19e . CerOtAA4'' Prepared by / n Rev' ed by Financ City Manager Approval Item for Individual Consideration Final Plat.-Newport Harbor Phase V Page I ....... ... ... • Page 1 of 3 . City of Wylie (1/95) APPLICATION AND FINAL PLAT CHECKLIST Date July 7, 1998 Name of Proposed Development Newport Harbor, Phase V Name of Property Owner/Developer Centex Homes : Address 2800 Surveyor Blvd. Carrollton, TX 75006 Phone (972) 417-3562 Owner of Record Same as above Address Phone Name of Land Planner Carter & Burgess, Inc. Surveyor/Engineer Address 7950 Elmbrook Dr. 1250 Dallas, Tx 75247 Phone (214) 638-0145 Total Acreage 26.753 acres Current Z ning F-3 • Number of Lots/Units 110 Signed • The Final Plat shall generally conform to the Preliminary Plat, as approved by the City*Council and shall be drawn legibly to show all data on a scale not smaller than 1" = 100'with a graphic . scale provided.. Six sets of direct prints and three Mylars of all originals, plus one on Mylar to be 17-1/2" x 23-3/4" shall be submitted. Plats prepared using AutoCad or other computer aided design techniques shall also provide a copy of all drawings on diskette to the City. The following Final Plat Checklist is used to check compliance with the Wylie Subdivision Regulations. The following checklist is intended only as a reminder and a guide for those requirements. Page 2 of 3 411 RECD J U L 13 1998 WYLIE CITY COUNCIL INDIVIDUAL CONSIDERATION ;4/1 September 16, 1998 Item No. 6- Issue Conduct a Public Hearing on the Proposed Tax Rate for Fiscal Year 1998-99 and Provide Taxpayers an Opportunity to Express their Views on the Tax Increase, At the End of the Hearing, the City Council Must Set and Announce the Date, Time and Place of the Meeting at Which it Will Vote on the Final Proposed Tax Rate. Background In accordance with the "Truth-in-Taxation" laws of the State of Texas, on August 11, 1998 the City Council took a role call vote on the proposed tax rate and scheduled a public hearing on the tax rate for September 8, 1998. The results of the record vote on the proposed tax rate and the notice of the public hearing was published in the Wylie News on August 19,1998. The September 8 public hearing was not held due to non-compliance of the posting requirements set forth in the Open Meetings Act. The hearing was rescheduled for September 16, 1998 to allow staff to continue the previous time line and conduct the second public hearing on September 22, 1998. The September 16, 1998 public hearing has been advertised in compliance with the publication requirements set forth in the Truth-in-Taxation Law. The purpose of the public hearing on September 16, 1998 is to give the taxpayers an opportunity to express their views on the tax increase. The City Council may not adopt the tax rate at this hearing. Instead, at the end of the hearing, it must set and announce the date, time and place of the meeting at which it will vote on the final proposed tax rate. The second public hearing will be on September 22, 1998 to vote on the final tax rate. After the September 16, 1998 meeting and before the meeting scheduled for the final tax vote, the City Council must publish a second quarter-page notice - "Notice of Vote on Tax Rate". The official detailed effective tax rate calculations available in the office of the Collin County Tax Assessor/Collector(Kenneth Maun)in McKinney. A copy is also maintained in the Finance Department for the Council and the public to view. Financial Considerations The proposed budget is based on the proposed tax rate of.675 cents per $100 valuation. This is the rate previously discussed by council. Any change in the proposed tax rate will require revision of the proposed budget. Item for Individual Consideration Tax Rate Page I Other Considerations The City is required by law to follow certain meeting and notice(publication) guidelines as shown on the attached calendar excerpt from the "Truth-in-Taxation" guide. Board/Commission Recommendation N/A Staff Recommendation The staff recommends that the Council schedule the next required hearing on the tax increase for September 22, 1998 after the close of the public hearing. Attachments Notice of Public Hearing Published on August 19, 1998 Notice of 1998 Property Tax Rates in City of Wylie 1998 Planning Calendar(For Taxing Unit) 07 -yr --1L C6givoe Prepared by Rev'e ed by Finan e City Manager Approval Item for Individual Consideration Tax Rate Page 2 1998 Planning Calendar (For Taxing Unit Use) May ? Mailing of notices of appraised value by chief appraiser. May 15 Deadline for submitting appraisal records to ARB. July 15 Deadline for commissioner of education to send notice to districts required to equalize wealth. July 20 Deadline for ARB to approve appraisal records. July 27 Deadline for chief appraiser to certify rolls to taxing units. Certification of anticipated collection rate by collector. August 6 Calculation of effective and rollback tax rates. August 12 Publication of effective and rollback tax rates; schedules and fund balances; submission to governing body. August 17 72-hours notice for meeting(Open Meetings Notice). August 11 Meeting of governing body to discuss tax rate; if proposed tax rate will raise more rev- enue than the preceding year's revenue, take record vote and schedule public hearing. August 19 "Notice of Public Hearing on Tax Increase" (1st quarter-page notice) published at least seven days before public hearing. September 4 72-hour notice for public hearing (Open Meetings Notice). September.i Public hearing; schedule and announce meeting to adopt tax rate 3-14 days from this date. September ye'" ,"Notice otice of Vote on Tax Rate" (2nd quarter-page notice) published before meeting to adopt tax rate. September 18 72-hour notice for meeting at which governing body will adopt tax rate. September 22 Meeting to adopt tax rate. Meeting is 3 to 14 days after public hearing and by September 1, or as soon after as practicable. School districts subject to an equalized wealth notice must wait to adopt a tax rate until the commissioner certifies the wealth is equalized[Section 41.004(c), Education Code]. Truth-in-Taxation—May 1998 27 Notice of Public Hearing on Tax Increase The City of Wylie will hold a public hearing on a proposal to increase total tax revenues from properties on the tax roll by 8.665 percent. Your individual taxes may increase or decrease,depending on the change in the taxable value of your property in relation to the change in taxable value of all other property and the tax rate that is adopted. The public hearing will be held on September 8, 1998, at 7:00 P.M. at City Hall Council Chambers. FOR the proposal: John Mondy J.C. Worley Joel Scott Reta Allen Lavern Ramsey Merrill Young Chris Trout AGAINST the proposal: None PRESENT and not voting: None ABSENT: None The following table compares taxes on an average home in this taxing unit last year to taxes proposed on the average home this year. Again, your individual taxes may be higher or lower, depending on the taxable value of your property. Last Year This Year Average residence homestead value $78,093 $79,752 General exemptions available $0 $0 (amount available on the average homestead, not including senior citizen's or disabled person's exemptions) Average taxable value $78,093 $79,752 Tax rate 0.675000 0.675000 Tax $527.13 $538.33 Under this proposal, taxes on the average homestead would increase by$11.20 or 2.12 percent compared with last year's taxes. Comparing tax rates without adjusting for changes in property value, the tax rate would increase by $0.00 per $100 of taxable value or 0.00 percent compared to last year's tax rate. These tax rate figures are not adjusted for changes in the taxable value of property. 12-1t-c. PUBLISHED IN THE WYLIE NEWS ON AUGUST 19, 1998 1998 Property Tax Rates in City of Wylie This notice concerns 1998 property tax rates for City of Wylie.It presents information about three tax rates. Last year's tax rate is the actual rate the taxing unit used to determine property taxes last year.This year's effec- tive tax rate would impose the same total taxes as last year if you compare properties taxed in both years.This year's rollback tax rate is the highest tax rate the taxing unit can set before taxpayers can start tax rollback pro- cedures.In each case these rates are found by dividing the total amount of taxes by the tax base(the total value of taxable property)with adjustments as required by state law.The rates are given per$100 of property value. Last year's tax rate: Last year's operating taxes $2,311,131 Last year's debt taxes $566,591 Last year's total taxes $2,877,722 Last year's tax base $426,329,222 Last year's total tax rate 0.675000/$100 This year's effective tax rate: Last year's adjusted taxes $2,872,526 (after subtracting taxes on lost property) /This year's adjusted tax base $436,771,560 (after subtracting value of new property) =This year's effective tax rate 0.657672/$100 This year's rollback tax rate: Last year's adjusted operating taxes Appeared in the (after subtracting taxes on lost property and adjusting Wylie News on for transferred function) $2,306,957 y 1998 /This year's adjusted tax base $436,771,560 August 12, =This year's effective operating rate 0.528184/$100 X 1.08=This year's maximum operating rate 0.570438/$100 +This year's debt rate 0.160399/$100 =This year's rollback rate 0.730837/$100 SCHEDULE A Unencumbered Fund Balances The following estimated balances will be left in the unit's property tax accounts at the end of the fiscal year. These balances are not encumbered by a corresponding debt obligation. Type of Property Tax Fund Balance Maintenance&Operations $1,027,050 Interest&Sinking $158,600 SCHEDULE B 1998 Debt Service The unit plans to pay the following amounts for long-term debts that are secured by property taxes. These amounts will be paid from property tax revenues(or additional sales tax revenues,if applicable). Description of Debt Principal or contract Interest to be pd Other amts Total payment to be pd from prop taxes to be pd pmt from prop taxes Certificates of obligation 1990 $35,055 $3,470 $350 $38,875 Surplus Revenue Refunding Bonds-1993 $122,362 $102,117 $350 $224,829 General Obligation Bonds 1995 $50,576 $80,804 $350 $131,730 Certificates of Obligation 1997 $44,444 $82,485 $350 $127,279 Tax Notes-1998 $130,000 $47,666 $350 $178,016 Public Property Finance Cont.Oblig. $30,000 $12,201 $350 $42,551 Total required for 1998 debt service $743,280 -Amount(if any)paid from funds listed in Schedule A $0 -Excess collections last year $0 =Total to be paid from taxes in 1998 $743,280 +Amount added in anticipation that unit will collect only 100%of taxes in 1998 $0 =Total Debt Levy $743,280 This notice contains a summary of actual effective and rollback tax rate calculations.You can inspect a copy of the full calculations at1434 N.Central Expressway,Ste 116,McKinney,Texas 75069. Name of person preparing this notice:Kenneth L.Maun Title:Tax Assessor Collector Date Prepared:August 6,1998 11-1t-339 - • • - • a _ • •• - • . - . . . . .